Most financial products are regulated by the Financial Conduct Authority (FCA) or the Securities and Exchange Commission (SEC), which create sets of regulatory frameworks to which businesses must conform. Someone who is new to working in a regulated environment should be aware that it is different from working in other industries due to the strict procedures in place to protect consumers.
Whether you are considering working in loans, finance, insurance, or savings, here is what to expect from working for a regulated company:
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