Wealth Advisor – Southern, CA

Our Client is a prominent & growing RIA based in Southern, CA. The firm specializes in providing investment management and financial planning services to UHNW Clients throughout the US, and Internationally. The Wealth Advisor position is open due to growth and provides long term growth opportunities as the firm continues to expand. Overall, an excellent opportunity for a junior to mid-level professional with a background in financial planning/wealth management to continue learning & advancing within the UHNW Wealth Management space.

Key responsibilities for Wealth Advisor include:

  • Oversees the day-to-day client portfolio management and monitoring including asset allocation, performance and trading activity.
  • Continually networking and identifying new opportunities and new clients. Actively participates in sales & marketing process as related to prospects.
  • Primary point of contact for clients & handle all inquiries and requests.
  • Liaison with Portfolio Management team, assist in creating Client objectives and pull in PM’s when necessary.
  • In tandem with PMs, creates reports on market trends, change in tax laws, trust & estate matters, as related to the client’s overall wealth management plan.
  • Financial planning- creating and implementing plans.
  • Manages client-meeting process including initiating & coordinating agenda and materials.

 

Requirements for Wealth Advisor:

  • 2+ years of Financial planning, UHNW Client Servicing and/or Investment management experience.
  • Bachelor’s degree in Finance or related discipline.
  • CFP or CPA is strongly preferred.
  • Portfolio management & financial planning experience, as well as client service experience with the ability to interface with UHNW Clients in person and via phone/email.
  • Strong/advanced Excel skills.

 

For immediate consideration, please submit resume as an attachment in MS Word to carolynm@iscjobs.com